Membership Rules

These relate to the activities of Listing and Trading Members, including trading and settlement.

Please use the following links to access our Membership Rules. Note that in the event of a discrepancy between the online version of the Rules and the hard copy, the online version will prevail.

Membership Rules

July 2018

Open Online

Membership Rules

PDF format

Membership Rules July 2018.pdf

Documents & Forms

Application Form for a Listing Member.pdf pdf Format, 370KB

Application Form for a Trading Member.pdf pdf Format, 322KB

Members Annual Compliance Confirmation Checklist 2018.docx docx Format, 82KB

Personal Questionnaire.pdf pdf Format, 271KB

Supplement Personal Questionnaire.pdf pdf Format, 297KB

Members Rule Breach Administration Fee Table.pdf pdf Format, 251KB

TISE Portal Contributor Agreement.pdf pdf Format, 190KB

TISE Portal Terms & Conditions.pdf pdf Format, 254KB

For more information please contact us.

John Inderwick

Compliance Officer